Federal Rules and Regulations that apply to Techno Products, Inc.

IntroductionUnder the national rules and regulations, the Security moment of 1933 governs the initial issuance and accommodation of securities, as opposed to the Securities Exchange turn of 1934 which governs financial reporting, and the readjustment of people involved with the sale of securities. The enforcement authority given by Congress allows the SEC to bring genteel enforcement actions against individuals or companies lay down to have committed be fraud, provided false information, or enlist in insider trading or other violations of the securities law. They also wee-wee with criminal law enforcement agencies to prosecute individuals and companies alike for severe offenses. The saucy York Stock Exchanges provides an efficient method for buyers and sellers to trade shares of stock in companies registered for public trading. The exchange provides efficient price dis comprehendy via an vendue environment designed to produce the fairest price for both parties. The fe deral security law under the Securities and Exchange Commission (SEC) is accordant for administering rules to regulate various stock exchanges, utility holding companies, coronation trusts, and investment advisers. The Sarbanes-Oxley Act was signed into law on July 30, 2002. Sarbanes-Oxley is considered the to the highest breaker point significant change to federal securities laws in the United States.

The Sarbanes-Oxley Act is designed to review dated legislative audit requirements to soak up investors by improving the accuracy and reliability of corporate disclosures, cover issues such as establishing a pu blic company explanation oversight board, c! orporate responsibility, auditor independence, and enhanced financial disclosure. Sarbanes-Oxley requires special disclosure as well as criminal and urbane penalties for securities violations and significantly longer jail sentences and larger fines for corporate executives who knowingly and willfully misstate financial statements. In this research paper, the learnedness team B will prepare a abstract of NYSE, SEC, and SOX requirements in Techno Products Inc. Additionally, the research paper will described and... If you beggary to get a full essay, order it on our website: OrderCustomPaper.com

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